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URL:     http://www.securities.state.ut.us/

Title:     Utah Division of Securities

Description:     The division, part of the Department of Commerce, registers securities; reviews exemptions; issues no-action letters and interpretative opinions; licenses broker-dealers and their agents, investment advisers and their representatives, issuer agents, and certified dealers; and by provides investor education opportunities.

Directory:     Society/Government/Finance/Regulators/United_States

 
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