| Directory > Business > Investing > Brokerages > Full Service Smith Barney Investments
Provides brokerage, investment banking and asset management services to corporations, governments
and individuals. A division of Citigroup Global Markets Inc.
http://www.smithbarney.com/
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World Choice Securities, Inc
Independent broker-dealer, registered investment advisor, and insurance brokerage for brokers.
http://www.worldchoiceonline.com/
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Partnervest Financial Group LLC
Providing broker dealer services, backoffice operations compliance, and investment solutions for
financial institutions, individual investors, and financial planners.
http://www.partnervest.com/
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Stratos Associates
Boutique brokerage specialized in high yield investments for individuals, corporations, pension
funds or trusts.
http://www.stratosassoc.com/
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Direct Trading Institutional Inc.
Full service trading desk, RediBook access, option trading, and a soft dollar program to help
improve returns and lower operating costs for institutional investors.
http://www.dtrading.com/
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Bank von Ernst
English pages of Bank von Ernst, providing investment management since 1869
http://www.bvef.ch/bve/index.cfm?MenuNodeID=3E9EB24E-C025-44D5-A55F8CFC9B8D3F61&gbAction=gb....
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GRW Capital Corporation
In-house equity research, online equity and bond quotations and comprehensive, timely coverage of
the international equity markets.
http://www.grwcc.com
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Coastal Securities
A full service investment firm focused on fixed-income securities.
http://www.coastalsecurities.com/
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PTI Securities and Futures L.P.
Full service brokerage offering managed accounts.
http://www.ptisecurities.com/
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Everest One, Inc
Serving both institutional and individual clients domestically and internationally.
http://www.everest1inc.com/
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Nathan and Lewis Securities, Inc.
Products to help independent financial and insurance representatives build their business.
http://www.nlfs.com/
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La Jolla Cove Investors
Advisors specializing in stock sales of rule 144, form 144, securities and other restricted stock
loans.
http://www.ljcinvestors.com
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Oriental Patron Financial Services
Online trading, mutual fund, corporate finance, and direct investment. Expert advising on raising
corporate capital overseas.
http://www.oriental-patron.com.hk/
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New Point Securities
Comprehensive financial services under the leadership of John Farahi.
http://www.npstrade.com
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S.W Bach and Company
Full service investment brokerage firm providing a full range of investment products and services
for retail, institutional and corporate investors.
http://www.swbach.com/
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Burfitt Group
High yield investment programs, buying and selling of financial instruments including fresh cut
bank guarantees.
http://WWW.BURFITT.COM.AU/
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The Financial Company, Inc.
Independent brokerage offering mutual funds, annuities, stocks, bonds, options, and estate
planning.
http://www.thefinancialcompanyinc.com
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Mutual Securities, Inc.
Brokerage services to independent registered representatives.
http://www.mutualsecurities.com/
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NevWest Securities
Full service, introducing broker/dealer and investment banker servicing individual, institutional,
and corporate clients.
http://www.nevwestsecurities.com/
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Royal Palm Financial Inc.
Offers a wide range of disciplined investment programs designed to meet the needs of both
individual and institutional investors.
http://www.royalpalmfinancial.com/
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American Wealth Management, Inc.
Investment services, mutual fund investing, insurance and retirement planning.
http://www.timkoenning.com/
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Davenport and Company LLC
Providing clients with investment advice for over 135 years.
http://www.davenportllc.com/
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UBS PaineWebber
Distinctive financial advice, expert stock research and online services.
http://www.ubspainewebber.com/
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First Southeastern Securities
Independent broker dealer for brokers.
http://www.firstsouthnet.com
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Christopher Street Financial
Full service brokerage since 1981.
http://www.csfin.com
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Burgeonvest Securities Limited
Independent, full-service investment dealer serving the needs of private, corporate, and
institutional clients.
http://www.burgeonvest.com
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Equitas America, L.L.C.
A full service securities brokerage firm licensed with the NASD and a member of the SIPC.
http://www.equitasusa.com/
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Harbour Investments, Inc.
Brokerage and investment advisory serves.
http://www.harbourinv.com/
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Santa Cruz Securities
A full service brokerage providing financial, retirement, and estate planning services.
http://www.SantaCruzSecurities.com/
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First Associates Investments
Full service investment dealer serving the needs of institutional, corporate and private clients.
http://www.firstassociates.com
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Pali Capital
Full service broker dealer serving institutional and private investors.
http://www.palicapital.com
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Global Securities Corporation
Full service brokerage working closely with both individual and institutional clients.
http://www.globalsec.com
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The National Capital Companies, Inc
Brokerage, merchant banking, and money managers.
http://www.natcapco.com/
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UniTrust Financial Services
Financial services investment brokerage, plus insurance and retirement planning.
http://www.unitrustfinancial.com/
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Investment Management Group of America
Whether you're a novice or seasoned investor, our goal is to help you make educated decisions. Let
us help you match your goals and risks with the most appropriate investments to achieve your
financial goals.
http://www.imga.com/invest.html
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Bedics Financial
A privately operated Investment Management firm located in Bethlehem, PA. Visit our website for
more information on how we manage stock, bond, and mutual fund portfolios.
http://www.bedicsfinancial.com
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Securities Service Network, Inc.
SSN is the Nation's first Fee-Based Broker-Dealer proudly servicing a community of financial
professionals across the country.
http://www.ssnetwork.com
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GT Investments
Full service broker in Tigard, OR. Specializing in IRAs, Roths, and retirement planning. Greg
Titsworth is independent; uses NASDAQ and NYSE stocks, municipal bonds, mutual funds, and CMOs. to
help customers meet long term financial goals and objectives.
http://www.spiritone.com/~mistert
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Chapin, Davis.
Baltimore, Maryland based financial services brokerage firm.
http://www.chapindavis.com
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Disciplined Capital Management
Disciplined Capital Management - Investment professionals helping a broad spectrum of investors
establish and achieve long-term investment goals.
http://www.disciplinedcapital.com/
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Moors and Cabot, Inc.
Over a century of experience and personalized account services ensure.
http://www.moorscabot.com
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Adamson Brothers Incorporated
Portfolio tracking, exclusive research and stock picks.
http://www.adamsonbrothers.com/
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Charles Jordan and Co., LLC
Full service minority owned brokerage company.
http://www.jordanllc.com
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Wagner Stott Bear Specialists LLC
Leading investment firm using advanced technology and trading expertise of Hunter Partners, LLC.
http://www.wagnerstott.com
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Members Mutual Investment Company
Financial and brokerage services for members of SB1 and Franklin Mint Federal Credit Unions.
http://www.aboutmmic.com
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Syndicated Capital, Inc.
Independent broker/dealer affiliate of Pacific Income Advisers (PIA), offering comprehensive
financial services.
http://www.syndicatedcapital.com
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Gil Oren - RBC Investments
Offers private wealth management, retirement planning, stocks, bonds and managed products. Toronto,
Canada
http://www.giloren.com/
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Janssen Partners
A registered NASD broker dealer providing a diverse range of investment banking, merchant banking,
and brokerage services.
http://www.janssenpartners.com/
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America First Associates
Full service online broker dealer. Offers low trading costs, professional online advisors coupled
with high service.
http://www.AFTrader.com
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Rhodes Securities, Inc.
Independent full service brokerage offering investment consulting to their customers including
stocks, bonds, mutual funds, options, CDs, managed accounts, qualified retirement plans, variable
annuities and financial planning.
http://www.rhodessecurities.com/
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The MoneySense Page
Specializing in stocks, bonds, mutual funds, and annuities. Market commentary, portfolio planning
tips, and daily thoughts for investors.
http://www.money-sense.com/
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Haramis Stock Brokers
Stock brokerage trading on the Athens stock exchange.
http://www.haramis.gr/
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First Tryon Securities
Brokerage firm offering investment grade corporate bonds through our real time bond inventory for
broker dealers.
http://www.firsttryon.com
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Wilbanks Securities
Full service broker dealer.
http://www.wsecurities.com/broker-dealer.htm
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Chapman Securities
Full service brokerage and investment banking strategies.
http://www.chapmansecurities.com
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Multi-Bank Securities
A full service investment firm, specializing in the sales and trading of fixed income securities.
Member NASD, SIPC and MSRB.
http://www.mbssecurities.com/
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US Sterling
Specializing in high rate certificates of deposit.
http://ussterling.com
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Financial World
Full service Broker/Dealer specialized in investment options and diversified portfolios. NASD SIPC
Insured
http://www.financialonlinetrading.com
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Divine Capital Markets LLC
Woman owned and operated full service market making firm specializing in institutional execution
and investment banking.
http://www.divinecapital.com/
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Anderson and Strudwick, Inc.
A full service brokerage and investment banking firm with headquarters in Richmond, VA and serving
all of Virginia.
http://www.anderson-strudwick.com/
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R.M. Stark and Co., Inc.
Full Service stock and bond broker. Retirement, financial planning and portfolio review services
available.
http://www.rmstark.com
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Master's Financial Group
Financial planning advisors focusing on retirement and estate planning, financial planning, and
investments.
http://mastersfinancialgroup.com
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Shoreline Trading Group
Full service brokerage providing on site, remote and online market access for active securities
traders, hedge funds and institutional accounts.
http://www.shorelinetrading.com/
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Abel/Noser Corp.
Offers trading for institutional investors and trade cost analysis.
http://www.abelnoser.com
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Sukumo Group
Information about company, products with focus on global wealth asset management.
http://www.sukumogroup.com
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9th Street Securities
Independent financial services firm offering a full range of investment products to individuals,
businesses and professionals.
http://www.9thstreetsecurities.com/
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Winslow Evans and Crocker, Inc
Broker dealer, mutual funds, and retirement plans.
http://www.winslowevanscrocker.com/
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Saperston Asset Management, Inc
From order entry to account processing, all forms of execution are handled rapidly. Saperston Asset
Management, Inc.,is a full service brokerage firm whose accounts are cleared on a fully disclosed
basis by Herzog Heine Geduld,Inc.
http://www.buffalo.com/michaelsaperston
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Chicago Investment Group, Inc.
Privately owned, full service brokerage, investment banking, and retail and merchant banking firm
offering a complete range of financial services.
http://www.chicagoinvestmentgroup.com/
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Beyer and Company
Founded in 1946, offering full service stock trading.
http://beyer-co.com/
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Continental Broker Dealer Corp.
A full service brokerage firm offering professional investment management and complete financial
planning services.
http://continentalbd.com
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SG Cowen Securities Corporation
Full service U.S. securities and investment banking firm.
http://www.cowen.com/
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Yorkton Securities Inc
Investment opportunities, mergers, acquisiton, full brokerage service, international company.
http://www.yorkton.com
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Prudential-Bache International
A diversified global investment firm offering a complete range of financial advice, products, and
services.
http://www.prudential-bache.com/
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Questar Capital Corporation
A national securities broker dealer and registered investment advisor.
http://www.questarcapital.com
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Imperial Securities Corporation
Full service broker dealer in Los Angeles.
http://www.imperialsecurities.com
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Birkelbach Investment Services, Inc.
Weekly financial reports, professional stock brokers, and full financial services.
http://www.my-broker.com
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Magnet Investing Group
Equity portfolio management, stock brokerage, and investment advisory services for institutions and
individuals.
http://www.magnetinvesting.com
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Dain Rauscher, Incorporated
The tenth largest full-service securities firm in the nation.
http://www.dainrauscher.com/
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BTR Capital Management
Professional asset management for individuals, foundations, IRAs, and retirement plans.
http://www.btrcap.com
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Fechtor, Detwiler and Co., Inc.
Full-service brokerage services, investment banking, research and online portfolio access.
http://www.fede.com/
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The Investment Center
Located at First Savings Bank of Washington, offers advice on investing, financial planning,
retirement planning, and tax smart investing.
http://www.investmentcntr.com/
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Wolverton Securities Ltd.
Founded in 1910, full service investment firm based in British Columbia.
http://www.wolverton.ca
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WH SelfInvest
Offers Internet trading and broker assisted services covering all European and US markets.
http://www.whselfinvest.com
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Franklin Securities
Provides businesses, high net worth clients and unions with full featured brokerage, planning,
insurance and on-line services.
http://www.franklinsec.com/
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Edward Jones
Offers individualized service with risk level based on each person's needs and goals. Serving the
United States, Canada, and the United Kingdom.
http://www.edwardjones.com/
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Dortch Securities and Investments
NASD Broker-Dealer specializing in working with registered representatives, investments advisers,
and insurance agents.
http://www.dortchsecurities.com
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National Securities Corp.
An independent full service brokerage firm offering professional, individual services for fifty
years.
http://www.nationalsecurities.com/
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Worldco, LLC
Full service self clearing brokerage specializing in proprietary trading. Member of NASD, SIA,
NSCC, STA and SIPC.
http://www.worldcollc.com
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Alamo Capital
A substantial, fixed income specialist in California; it buys, sells and underwrites municipal
bonds and taxable, fixed income securities. Nationwide, full service broker.
http://www.alamocapital.com/
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Conrad Capital Management, Inc.
A Registered Investment Advisory Firm, based in New York State, with full service, specializing in
estate, retirement, and investment planning.
http://www.conradcapital.com
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Golden Capital Securities Ltd.
A full service brokerage firm provides a wide range of financial products on North American
exchanges.
http://www.goldencapital.com/
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